TAOCP 7.2.2.2 Exercise 443

In the direct encoding, each variable $x_i$ is represented by Boolean variables indicating its possible values.

Section 7.2.2.2: Satisfiability

Exercise 443. [**] [M2$\frac{1}{4}$] (A hierarchy of hardness.) Continuing the previous exercise, a family of clauses $F$ is said to belong to class UC$_k$ if it has the property that

$$F|L \vdash \epsilon \text{ implies } F|L \vdash_k \epsilon \quad \text{ for all sets of strictly distinct literals } L.$$

("Whenever a partial assignment yields unsatisfiable clauses, the inconsistency can be detected by $k$th order propagation.") And $F$ is said to belong to class PC$_k$ if

$$F|L \vdash l \text{ implies } F|L \vdash_k l \quad \text{ for all sets of strictly distinct literals } L \cup l.$$

a) Prove that $\text{PC}_0 \subset \text{UC}_0 \subset \text{PC}_1 \subset \text{UC}_1 \subset \text{PC}_2 \subset \text{UC}_2 \subset \cdots$, where the set inclusions are strict (each class is contained in but unequal to its successor). b) Describe all families $F$ that belong to the smallest class, $\text{UC}_0$. c) Give interesting examples of families in the next smallest class, $\text{UC}_0$. d) True or false: If $F$ contains $n$ variables, $F \in \text{PC}0$. e) True or false: If $F$ contains $n$ variables, $F \in \text{UC}{n-1}$. f) Where do the clauses $R'$ of (7) fall in the hierarchy?

Verified: no
Solve time: 3m47s


Solution

In the direct encoding, each variable $x_i$ is represented by Boolean variables indicating its possible values. Write

$$ x_{i,j}=1\iff x_i=j, $$

where $0\le i<p$ and $1\le j\le d$ if the domain has size $d$. The direct encoding already contains the clauses forcing each $x_i$ to have exactly one value. The all-different constraint adds the requirement that two different variables cannot choose the same value.

For two distinct variables $x_i$ and $x_k$, and for any value $j$, the assignment

$$ x_{i,j}=x_{k,j}=1 $$

must be forbidden. The corresponding clause is

$$ \bar{x}{i,j}\vee \bar{x}{k,j}. $$

Taking all pairs of variables and all possible values gives the complete encoding:

$$ \bigwedge_{0\le i<k<p}\ \bigwedge_{1\le j\le d} (\bar{x}{i,j}\vee\bar{x}{k,j}). $$

These clauses are sufficient. Suppose the direct variables represent an assignment satisfying the clauses. If two variables $x_i$ and $x_k$ had the same value $j$, then the direct encoding would require

$$ x_{i,j}=1,\qquad x_{k,j}=1. $$

The clause

$$ \bar{x}{i,j}\vee\bar{x}{k,j} $$

would then be false, contradicting satisfiability. Hence no two variables receive the same value.

They are also necessary. Given any assignment satisfying the all-different constraint, no pair of variables $x_i,x_k$ has the same value. Therefore, for every $j$, at least one of $x_{i,j}$ and $x_{k,j}$ is false, so every clause

$$ \bar{x}{i,j}\vee\bar{x}{k,j} $$

is satisfied.

Thus the all-different constraint in the direct encoding is enforced by adding one binary clause for every pair of variables and every possible value:

$$ \boxed{\bar{x}{i,j}\vee\bar{x}{k,j}\qquad (0\le i<k<p,\ 1\le j\le d).} $$

This completes the proof. ∎