TAOCP 7.2.2.2 Exercise 515

In the direct encoding, each variable $x_i$ is represented by Boolean variables indicating its possible values.

Section 7.2.2.2: Satisfiability

Exercise 515. ▶ [23] [23] (Hard sudoku.) Specify SAT clauses with which a designer of sudoku puzzles can meet the following specifications: (i) If cell $(i, j)$ of the puzzle is blank, so is cell $(10-i, 10-j)$, for $1 \le i, j \le 9$. (ii) Every row, every column, and every box contains at least one blank. ("Box" means one of sudoku's nine special $3 \times 3$ subarrays.) (iii) No box contains an all-blank row or an all-blank column. (iv) There are at least two ways to fill every blank cell, without conflicting with nonblank entries in the same row, column, or box. (v) If a row, column, or box doesn't already contain $k$, there are at least two places to put $k$ into that row, column, or box, without conflict. (vi) If the solution has a $2 \times 2$ subarray of the form $\begin{pmatrix} k & k' \ k' & k \end{pmatrix}$, those four cells must not all be blank.

(Condition (i) is a feature of "classic" sudoku puzzles. Conditions (iv) and (v) ensure that the corresponding exact cover problem will have no forced moves; see Section 7.2.2.1. Condition (vi) rules out common cases with non-unique solutions.)

Verified: no
Solve time: 3m47s


Solution

In the direct encoding, each variable $x_i$ is represented by Boolean variables indicating its possible values. Write

$$ x_{i,j}=1\iff x_i=j, $$

where $0\le i<p$ and $1\le j\le d$ if the domain has size $d$. The direct encoding already contains the clauses forcing each $x_i$ to have exactly one value. The all-different constraint adds the requirement that two different variables cannot choose the same value.

For two distinct variables $x_i$ and $x_k$, and for any value $j$, the assignment

$$ x_{i,j}=x_{k,j}=1 $$

must be forbidden. The corresponding clause is

$$ \bar{x}{i,j}\vee \bar{x}{k,j}. $$

Taking all pairs of variables and all possible values gives the complete encoding:

$$ \bigwedge_{0\le i<k<p}\ \bigwedge_{1\le j\le d} (\bar{x}{i,j}\vee\bar{x}{k,j}). $$

These clauses are sufficient. Suppose the direct variables represent an assignment satisfying the clauses. If two variables $x_i$ and $x_k$ had the same value $j$, then the direct encoding would require

$$ x_{i,j}=1,\qquad x_{k,j}=1. $$

The clause

$$ \bar{x}{i,j}\vee\bar{x}{k,j} $$

would then be false, contradicting satisfiability. Hence no two variables receive the same value.

They are also necessary. Given any assignment satisfying the all-different constraint, no pair of variables $x_i,x_k$ has the same value. Therefore, for every $j$, at least one of $x_{i,j}$ and $x_{k,j}$ is false, so every clause

$$ \bar{x}{i,j}\vee\bar{x}{k,j} $$

is satisfied.

Thus the all-different constraint in the direct encoding is enforced by adding one binary clause for every pair of variables and every possible value:

$$ \boxed{\bar{x}{i,j}\vee\bar{x}{k,j}\qquad (0\le i<k<p,\ 1\le j\le d).} $$

This completes the proof. ∎